# Brokerage Client Assistant - FiNet Advisor Support & Registered at Wells Fargo

Wells Fargo is hiring a Brokerage Client Assistant - FiNet Advisor Support & Registered. Level rates it Little AI ●○○○; you can [apply on Wells Fargo](https://jobsbylevel.com/go/facd6084-9da1-4d29-8766-1485b727d749?utm_medium=ai-agent).

AI Level 1, AI centrality 37 out of 100. CHARLOTTE, NC.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 37 out of 100)
- Location: CHARLOTTE, NC
- Posted: October 27, 2026
- Apply: https://jobsbylevel.com/go/facd6084-9da1-4d29-8766-1485b727d749?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=brokerage-client-assistant-finet-advisor-support-registered-at-wells-fargo-884a8e

## Description

About this role: Wells Fargo is seeking a Brokerage Client Assistant - FiNet Advisor Support & Registered for the Wells Fargo Advisors Financial Network (FiNet) in Wealth & Investment Management. Learn more about our career areas and business divisions at wellsfargojobs.com . In this role, you will: Support FiNet Financial Advisors via email with service requests for new account openings, maintenance, asset movements, and estate processing. Minimal client contact is needed. Identify ways to improve the FiNet AST (Advisor Support Team) processes and offer FiNet AST work group ideas Perform moderately complex administrative and operational tasks within FiNet AST functional area Handle telephone calls or respond to inquiries and requests for researching of reports and account related issues Establish and maintain files to meet the firms’ regulatory requirements Create, produce, and maintain reports, databases, and record keeping for the purpose of growing client relationships Receive direction from supervisors and the Financial Advisory functional area and escalate non-routine questions Interact with Financial Advisory functional area on wider range of inquiries or requests, as well as internal and external customers Required Qualifications: 1+ year of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Job Expectations: US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process. This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet and comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. This position is not eligible for Visa sponsorship. Posting Location: 1525 W WT Harris Blvd, Charlotte, North Carolina 28262-8522 Posting End Date: 27 Oct 2026 *Job posting may come down early due to volume of applicants. We Value Equal Opportunity Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit,

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/brokerage-client-assistant-finet-advisor-support-registered-at-wells-fargo-884a8e

Source: https://jobsbylevel.com/jobs/brokerage-client-assistant-finet-advisor-support-registered-at-wells-fargo-884a8e

## Cite this page

Level. https://jobsbylevel.com/jobs/brokerage-client-assistant-finet-advisor-support-registered-at-wells-fargo-884a8e.

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