# Compliance Manager - Commercial Services at Rio Tinto

Rio Tinto is hiring a Compliance Manager - Commercial Services in Gurugram, India. Level rates it Little AI ●○○○; you can [apply on Rio Tinto](https://jobsbylevel.com/go/2a5a7c99-0a91-4c74-8005-7a6b6301a28c?utm_medium=ai-agent).

AI Level 1, AI centrality 0 out of 100. Gurgaon.

## Details

- Company: [Rio Tinto](https://jobsbylevel.com/companies/rio-tinto)
- AI level: AI Level 1 (score 0 out of 100)
- Location: Gurgaon
- Posted: November 3, 2026
- Apply: https://jobsbylevel.com/go/2a5a7c99-0a91-4c74-8005-7a6b6301a28c?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=compliance-manager-commercial-services-at-rio-tinto-35fb15

## Prepare for this job

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## Description

Commercial Services Compliance Manager Gurugram, India | Controls & Assurance Purpose of the Role The Commercial Services Compliance Manager provides independent Second Line oversight, challenge, and assurance across the Commercial Services control environment, covering both Sarbanes-Oxley compliance and wider internal controls. The role works with Commercial Services leadership, process owners, and control owners to support effective risk assessment, control design, documentation, testing, and remediation, while reinforcing clear First Line ownership and accountability. The role oversees Commercial Services control testing performed in India and coordinates relevant activities with Group Internal Audit (GIA), external auditors, and other assurance providers. It also provides risk and control advice and challenges for transformation, automation, transition, and continuous-improvement initiatives. The role requires someone with recent and extensive PCAOB and SOx external audit experience, ideally gained at manager level or above within a Big Four firm or through an equivalent role. The role holder will apply this experience to strengthen control design and documentation, improve testing quality, anticipate external auditors’ expectations, and support technically robust discussions with external auditors. The role provides functional guidance and coaching to junior team members and leads through influence in a matrix environment without direct line-management accountability. Key Accountabilities Risk and Control Framework ·Prepare risk assessments and control documentation within the scope of Commercial Services, liaising with relevant stakeholders to agree on scoping, key risks, and controls. ·Partner with process and control owners to design, document and maintain effective SOX and internal controls. ·Oversee the completeness and accuracy of Commercial Services Risk and Control Matrices and supporting documentation. ·Assess whether controls appropriately address identified risks and are sufficiently precise, sustainable, and evidence based. ·Identify control gaps, duplication, and unnecessary complexity, and recommend proportionate improvements. · Reinforce First Line ownership and accountability for risks, controls, evidence, and remediation. Testing, Assurance and Remediation · Oversee and coordinate the Commercial Services Sox, internal control and substantive testing performed in India. · Establish clear expectations for testing quality, evidence, documentation, and conclusions. · Review testing outcomes and identify recurring issues or broader implications for the control environment. ·Support the evaluation of control deficiencies, including root-cause analysis and assessment of potential broader impact. ·Drive the development and implementation of practical, sustainable remediation plans with control owners, secure auditor agreements, and ensure timely closure. ·Collaborate with external auditors and internal stakeholders to drive data analytics and automation initiatives, including continuous control monitoring, to enhance assurance coverage and efficiency. Audit and Stakeholder Coordination ·Coordinate Commercial Services engagement with GIA, management testers, and external auditors. · Support responses to audit enquiries, evidence requests, and control observations. · Constructively challenge audit findings where appropriate, using relevant evidence and a clear understanding of the control environment. · Monitor audit actions and support their timely and sustainable resolution. · Act as a trusted risk and control adviser to Commercial Services leadership, process owners, and control owners. Escalate significant control issues, delays, and emerging risks to the relevant leadership. Continuous Improvement and Change · Identify opportunities to standardise, simplify, rationalise and automate controls and assurance activities. · Promote preventive and automated controls where these provide a more effective and

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