# Fund Compliance Manager, Assistant Vice President at State Street

State Street is hiring a Fund Compliance Manager, Assistant Vice President. Level rates it Little AI ●○○○; you can [apply on State Street](https://jobsbylevel.com/go/c33c3734-4cd8-4072-b026-284c69e5f0b0?utm_medium=ai-agent).

AI Level 1, AI centrality 37 out of 100. Luxembourg, Luxembourg.

## Details

- Company: [State Street](https://jobsbylevel.com/companies/state-street)
- AI level: AI Level 1 (score 37 out of 100)
- Location: Luxembourg, Luxembourg
- Posted: November 10, 2026
- Apply: https://jobsbylevel.com/go/c33c3734-4cd8-4072-b026-284c69e5f0b0?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=fund-compliance-manager-assistant-vice-president-at-state-street-f0be6e

## Description

Who we are looking for We are looking for a Fund Compliance Manager, Assistant Vice President, reporting directly to the Head of Investment Compliance. The successful candidate will play a key leadership role within the Fund Compliance function and support the oversight and delivery of post-trade investment compliance services. The role combines people leadership, operational oversight, client management, risk and control governance, and strong technical investment compliance expertise. The successful candidate will be expected to take ownership, influence across teams, challenge where necessary and drive priorities through to completion, ensuring that issues are resolved and agreed actions translate into concrete results. Why this role is important to us You will be joining the Investment Services function that allows us to deliver a comprehensive, holistic approach to each client relationship - for asset managers and asset owners, insurance companies, and official institutions globally. It means our client-facing functions work together to bring the very best solutions and services the firm has to offer across all of our locations, products, and capabilities. Join us if making your mark on the long-lasting client relationships we build is a challenge you are up for. What you will be responsible for 1. Operational & Compliance Oversight Oversee the day-to-day delivery of Fund Compliance activities. Ensure timely and accurate completion and review of compliance monitoring and client deliverables. Oversee the investigation and resolution of compliance alerts, warnings, data exceptions and potential breaches. Ensure appropriate escalation of material compliance, operational and client issues. Monitor workloads, priorities, outstanding items and backlogs. Ensure appropriate application of maker/checker and four-eyes controls. 2. Investment Compliance & Regulatory Expertise Maintain strong knowledge of Luxembourg and European investment-fund regulation applicable to investment compliance monitoring. Support interpretation and implementation of prospectus investment restrictions and regulatory requirements. Provide guidance on complex investment restrictions and rule methodologies. Challenge and approve proposed approaches where restrictions require interpretation or additional data. Support regulatory, audit and Depositary queries relating to Fund Compliance. 3. CRIMS (Charles River) / Implementation & Change Provide senior oversight of investment-compliance implementation activities and controls. Oversee new fund/account setups, rule implementation, changes and fund terminations. Ensure strong governance around compliance matrices, rule coding, testing, review and production implementation. Support CRIMS-related process improvements and operational change. Ensure changes are appropriately documented and auditable. 4. Risk, Controls & Governance Maintain a strong control environment across Fund Compliance. Ensure procedures, SOPs, job aids and control documentation remain appropriate and are followed. Monitor operational risks, control issues, exceptions, KPIs/KRIs and remediation actions. Support Internal Audit, External Audit, Risk, Compliance and regulatory reviews. Ensure appropriate evidence and audit trails are maintained. Support remediation of identified control weaknesses and track actions through closure. 5. Client & Stakeholder Management Act as a senior contact for Fund Compliance clients and internal stakeholders. Participate in client meetings, service reviews, due diligence and escalation discussions. Respond to complex client questions and ensure agreed actions are followed through. Work closely with Depositary, UK Trustees, Client Service, Fund Accounting, Compliance, Risk, Technology, Outsourcing locations and other relevant functions. 6. People Leadership Manage, coach and develop Fund Compliance staff. Allocate work and maintain appropriate team coverage. Support training and development of junior and

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/fund-compliance-manager-assistant-vice-president-at-state-street-f0be6e

Source: https://jobsbylevel.com/jobs/fund-compliance-manager-assistant-vice-president-at-state-street-f0be6e

## Cite this page

Level. https://jobsbylevel.com/jobs/fund-compliance-manager-assistant-vice-president-at-state-street-f0be6e.

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