# Investment Management Compliance, Director (AVP) /Vice President at Morgan Stanley

Morgan Stanley is hiring an Investment Management Compliance, Director (AVP) /Vice President in Singapore, Singapore. Level rates it Little AI ●○○○; you can [apply on Morgan Stanley](https://jobsbylevel.com/go/a00221f2-20ec-4b90-a1fc-abc372244685?utm_medium=ai-agent).

AI Level 1, AI centrality 0 out of 100. Singapore, Singapore.

## Details

- Company: [Morgan Stanley](https://jobsbylevel.com/companies/morgan-stanley)
- AI level: AI Level 1 (score 0 out of 100)
- Location: Singapore, Singapore
- Posted: July 30, 2026
- Apply: https://jobsbylevel.com/go/a00221f2-20ec-4b90-a1fc-abc372244685?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=investment-management-compliance-director-avp-vice-president-at-morgan-stanley-c44646

## Prepare for this job

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## Description

We’re seeking someone to join our team in the MSIM Asia Compliance team (the Team). The Team is responsible for managing regulatory risks and helping to preserve the Firm's franchise through ensuring Business and Infrastructure Units' compliance with relevant laws, regulations, rules and internal policies and procedures in the region (including Australia, China, Hong Kong, India, Korea, Singapore and Taiwan) for public and private side investment management businesses. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a VP level position within the IM Compliance. The functions of the Team include providing advisory compliance support to MSIM business in Asia, implementing regional regulatory changes and global MSIM policies, issuing and maintaining regional and BU-specific policies and procedures, conducting training personnel, and conducting monitoring and surveillance, among other activities. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: > Advising and supporting MSIM business on compliance matters across Asian jurisdictions (ex- Japan and India) and for both private and public side of investment management business activities. > Drafting and maintaining MSIM Asia Compliance policies and procedures, and providing regional inputs on global MSIM policies as applicable. > Developing training materials and conducting training sessions; communicating compliance/regulatory updates to the business including tracking and interpreting relevant regulatory change and implementation. > Ensuring compliance with applicable regulatory framework as applicable to MSIM's business in Asia (in particular with regards to cross-border activities, offering of investments, OTC derivatives, licensing and business conduct, etc). > Assisting in identifying and developing modifications on the compliance program based on new business needs and evolving regulatory landscape. > Providing Cross-Border Advice and Reviewing marketing materials in line with regulatory and cross-border requirements. > Assisting in audit, regulatory and licensing matters including compilation and submission of regulatory returns and filings (for MAS, HK SFC, US SEC), responding to ad-hoc and routine audit/ regulatory queries, onsite visits and inspections. > Participating in various regional and global projects, such as new product / business/ instruments initiatives etc. > Collaborating with Compliance coverage across multiple business lines within Morgan Stanley, to ensure coordinated compliance oversight on integrated business opportunities and transactions. What you'll bring to the role: > A Bachelor's degree in Legal, Accounting, Business or Finance > Min 8 years' compliance-related experience in a financial institution and/or financial regulator, including a minimum of 5 years' recent experience in the investment management industry > Highly analytical with strong understanding of investment management industry and knowledge of regulations and rules in Asia > Detail-oriented, motivated and able to multi-task in a fast-paced, high-pressure environment > Exceptional written and oral communication skills What you can expect from Morgan Stanley We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren’t just beliefs, they guide the decisions we make every day,

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