# Registered Client Associate at Wells Fargo

Wells Fargo is hiring a Registered Client Associate. Level rates it Little AI ●○○○; you can [apply on Wells Fargo](https://jobsbylevel.com/go/45a0033d-c3e1-49bb-bb38-99769155170a?utm_medium=ai-agent).

AI Level 1, AI centrality 35 out of 100. SARASOTA, FL.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 35 out of 100)
- Location: SARASOTA, FL
- Posted: October 26, 2026
- Apply: https://jobsbylevel.com/go/45a0033d-c3e1-49bb-bb38-99769155170a?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=registered-client-associate-at-wells-fargo-e8686e

## Description

About this role: Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. You will support the Profit Formula team to enhance client service delivery, and build strong, lasting relationships with our Brokerage Clients. Serves as a key point of contact for clients, managing day-to-day service requests and driving growth. In this role, you will: Assist Profit Formula financial advisors and financial consultants by providing sales and servicing support Proactively seek ways to improve administrative and operational processes and offer ideas for own work group Perform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports as well as resolve account issues Establish and maintain files to meet regulatory requirements Create and produce reports as well as databases while establishing and maintaining files and records to support sales efforts Receive direction from supervisors and escalate non-routine questions to more experienced roles Interact with immediate Profit Formula Brokerage Client Support team and functional area on wide range of information, as well as internal and external customers Required Qualifications: 1+ years of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: Experience in brokerage operations and support, including account management, account servicing, and adherence to compliance requirements within a regulated environment. Demonstrated ability to deliver exceptional customer service while building and maintaining strong relationships through active listening, responsiveness, and professionalism. Strong written and verbal communication skills with the ability to effectively interact with clients, Financial Advisors, and business partners. Experience with reporting and analysis, including organizing information, identifying trends, and supporting business decisions through accurate data management. Strong administrative organization and task management skills with the ability to coordinate activities, maintain records, and support operational processes efficiently. Proven ability to prioritize multiple responsibilities, manage competing deadlines, and adapt effectively in a fast-paced environment. Ability to independently manage work while maintaining accountability, organization, and consistent follow-through on client and business commitments Job Expectations: US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject to

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/registered-client-associate-at-wells-fargo-e8686e

Source: https://jobsbylevel.com/jobs/registered-client-associate-at-wells-fargo-e8686e

## Cite this page

Level. https://jobsbylevel.com/jobs/registered-client-associate-at-wells-fargo-e8686e.

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