# Securities Operation Associate at Wells Fargo

Wells Fargo is hiring a Securities Operation Associate. Level rates it Little AI ●○○○; you can [apply on Level](https://jobsbylevel.com/go/b8cdb19a-61a6-44f5-b98e-f883c452ffa8?utm_medium=ai-agent).

AI Level 1, AI centrality 38 out of 100. CHARLOTTE, NC.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 38 out of 100)
- Location: CHARLOTTE, NC
- Posted: October 14, 2026
- Apply: https://jobsbylevel.com/go/b8cdb19a-61a6-44f5-b98e-f883c452ffa8?utm_medium=ai-agent

## Description

About this role: Wells Fargo is seeking a Securities Operations Associate as part of Account Opening and Maintenance team within Wealth and Investment Management. The Account Opening and Maintenance (AOM) team is responsible for supporting Financial Advisors and their staff with account opening and maintenance questions. The team effectively support our clients by responding to high volume incoming inquiries, reviewing new account documentation for good orders and research, and resolving complex client onboarding questions. Learn more about our career areas and lines of business at wellsfargojobs.com . In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low-risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation Resolve low complexity escalated issues within the scope of responsibility in Security Operations Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies Required Qualifications: 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Strong attention to detail and accuracy skills Strong documentation skills Ability to read, analyze, and interpret documents/reports Ability to navigate multiple computer systems, applications, and utilize search tools to find information Experience supporting securities operations, brokerage operations, wealth management operations, or related financial services functions Knowledge of securities transactions, trade support, settlement, reconciliation, account servicing, asset movement, and transaction processing activities Demonstrated analytical and problem-solving skills, with demonstrated success identifying operational issues, resolving exceptions, and making sound risk-based decisions Knowledge of operational risk, controls, regulatory requirements, and compliance standards. Experience with securities processing systems, brokerage platforms, Microsoft Excel, and other tools to support transaction processing, reporting, and reconciliation activities Ability to manage multiple priorities in a high-volume environment while maintaining accuracy, attention to detail, quality standards, and service expectations Customer service and relationship management skills, with experience collaborating across teams, supporting customer transactions, and partnering effectively with internal stakeholders Job Expectations: Ability to work a hybrid work schedule This position is not eligible for Visa sponsorship Work Location: 1525 WT Harris Blvd,

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/securities-operation-associate-at-wells-fargo-81b87d

Source: https://jobsbylevel.com/jobs/securities-operation-associate-at-wells-fargo-81b87d

## Cite this page

Level. https://jobsbylevel.com/jobs/securities-operation-associate-at-wells-fargo-81b87d.

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