# Senior Compliance Manager, Wealth Management at Schroders

Schroders is hiring a Senior Compliance Manager, Wealth Management in London, United Kingdom. Level rates it Little AI ●○○○; you can [apply on Schroders](https://jobsbylevel.com/go/ebf6ef74-15f4-447f-8278-852252e9b5ca?utm_medium=ai-agent).

AI Level 1, AI centrality 39 out of 100. London, United Kingdom.

## Details

- Company: [Schroders](https://jobsbylevel.com/companies/schroders)
- AI level: AI Level 1 (score 39 out of 100)
- Location: London, United Kingdom
- Posted: November 8, 2026
- Apply: https://jobsbylevel.com/go/ebf6ef74-15f4-447f-8278-852252e9b5ca?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=senior-compliance-manager-wealth-management-at-schroders-c42bbf

## Description

Who we’re looking for Are you an experienced compliance professional who loves giving clear, credible advice, and isn’t afraid to challenge when it matters? We’re looking for a Senior Compliance Manager to help us protect our clients and deliver great outcomes across UK Private Banking and Wealth Management. You’ll bring proven private banking or wealth management compliance experience, strong technical knowledge of UK regulation and the confidence to influence senior stakeholders. From shaping regulatory change and advising on investor protection and conduct matters to planning and running independent second-line monitoring and testing reviews, you’ll make a real difference to our clients and to our business. You’ll also help colleagues grow through your expertise and mentoring, all while championing a culture of integrity and fair treatment of clients. About Cazenove Capital At Cazenove Capital we look after private individuals, families and charities. We are the wealth management business of the global investment manager Schroders. We help our clients around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. About Schroders, our parent company Schroders is a global investment manager which provides active asset management, wealth management and investment solutions. We aim to provide excellent investment performance to clients through active management. We serve a diverse client base that includes pension schemes, insurance companies, sovereign wealth funds, endowments, foundations, high net worth individuals, family offices, as well as end clients through partnerships with distributors, financial advisers, and online platforms. Established in 1804, we have around 5,500 people across 36 global locations. Schroders' success can be attributed to its diversified business model, spanning different asset classes, client types and geographies. What you’ll do Provide timely, risk-based regulatory advice, independent challenge and second-line assurance across UK Private Banking and Wealth Management. Support the identification, assessment and management of investor protection and conduct risks, regulatory change implementation, and effective policies, procedures, training and governance in accordance with applicable UK regulatory requirements and Group company compliance policies and procedures. Perform independent second-line compliance monitoring and testing reviews to assess the adequacy of control design, operating effectiveness and client outcomes. Identify and report control weaknesses, recommend proportionate corrective actions and verify remediation, while maintaining clear separation from first-line control ownership. The role covers disclosures, suitability and appropriateness, client categorisation, conflicts of interest, complaints, financial promotions and client communications, vulnerable customers, responsible lending, product governance, best execution and cross-border business, as relevant to the business and its permissions. Investor Protection Advice and Regulatory Change Support the Head of Investor Protection Compliance in delivering the regulatory compliance framework for UK Private Banking and Wealth Management. Provide expert, practical advice and independent challenge on investor protection and conduct matters to business stakeholders and senior management. Monitor regulatory and market developments; interpret requirements, undertake initial impact assessments and support detailed gap analysis and implementation with accountable senior managers and business owners. Review and advise on the continuing adequacy of policies, procedures and guidance against UK requirements, Group compliance standards and changes to products, services and business activity. Escalate inconsistencies between local requirements and Group standards through the appropriate governance process. Review and, within delegated authority, approve complex financial promotions, marketing materials

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/senior-compliance-manager-wealth-management-at-schroders-c42bbf

Source: https://jobsbylevel.com/jobs/senior-compliance-manager-wealth-management-at-schroders-c42bbf

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