# Senior Compliance Officer, Surveillance at TD Bank

TD Bank is hiring a Senior Compliance Officer, Surveillance in New York, United States. Level rates it Little AI ●○○○; you can [apply on TD Bank](https://jobsbylevel.com/go/abef9d33-aa9c-4f40-807e-dfb76d621add?utm_medium=ai-agent).

AI Level 1, AI centrality 38 out of 100. New York, New York.

## Details

- Company: [TD Bank](https://jobsbylevel.com/companies/td-bank)
- AI level: AI Level 1 (score 38 out of 100)
- Location: New York, New York
- Posted: October 20, 2026
- Apply: https://jobsbylevel.com/go/abef9d33-aa9c-4f40-807e-dfb76d621add?utm_medium=ai-agent

## Description

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $145,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Preferred Qualifications: The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining comprehensive Trade and Communications Surveillance programs, including identifying emerging risks and regulatory developments related to surveillance, maintaining Compliance Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the state of the Surveillance program to the Board, senior management, and regulators, as needed, and providing effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the Associate will support the delivery and ongoing administration of the Trade and Communications Surveillance portfolio. The role will coordinate project and remediation activities, prepare governance reporting, track key milestones and issues, and work with Surveillance, Compliance, Technology, and other stakeholders to support effective and well-governed surveillance programs. The Associate supports assigned surveillance initiatives and workstreams by conducting analysis, coordinating deliverables, maintaining documentation, and escalating risks or issues to senior team members. KEY ACCOUNTABILITIES SHAREHOLDER · Reporting: Support surveillance oversight and governance by coordinating inputs, preparing management information and status reporting, maintaining metrics, documenting actions, and tracking operational issues such as vendor incidents and surveillance outages through resolution. · Surveillance Portfolio Management: Support the Head of Surveillance Initiatives and Portfolio Management, Technology, Trade and Communications Surveillance Leads, Chief Compliance Officers, and other stakeholders by maintaining deliverables, milestones, and project plans for regulatory initiatives, remediation activities, new surveillance deployments, and surveillance enhancements. · Issues Management: Support the tracking and coordination of regulatory and audit remediation activities, including maintaining status updates, collecting supporting evidence, following up on actions, and escalating risks or delays. · Read-Across Reviews: Coordinate information gathering and conduct initial analysis of relevant internal and external events, including documenting root causes, themes, emerging risks, and potential process improvements. Support preparation of findings and recommendations for review by senior team members. · Surveillance Procedures: Support the Trade and Communications Surveillance Leads in reviewing and updating departmental surveillance procedures accurately and on a timely basis. · Regulatory Responses: Coordinate information, maintain supporting records, validate submissions, and assist with preparing responses to regulatory inquiries, data requests, and examinations related to Trade and Communications Surveillance. · Briefings and Presentations: Draft and

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/senior-compliance-officer-surveillance-at-td-bank-43e2c5

Source: https://jobsbylevel.com/jobs/senior-compliance-officer-surveillance-at-td-bank-43e2c5

## Cite this page

Level. https://jobsbylevel.com/jobs/senior-compliance-officer-surveillance-at-td-bank-43e2c5.

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