# Senior Registered Client Associate at Wells Fargo

Wells Fargo is hiring a Senior Registered Client Associate. Level rates it Little AI ●○○○; you can [apply on Wells Fargo](https://jobsbylevel.com/go/42a33922-7661-4aec-84d6-7c93df630df4?utm_medium=ai-agent).

AI Level 1, AI centrality 35 out of 100. WESTLAKE, OH.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 35 out of 100)
- Location: WESTLAKE, OH
- Posted: November 3, 2026
- Apply: https://jobsbylevel.com/go/42a33922-7661-4aec-84d6-7c93df630df4?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=senior-registered-client-associate-at-wells-fargo-1fe3cd

## Description

About this role: Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. You will enhance client service delivery, and build strong, lasting relationships with our Brokerage Clients. Serves as a key point of contact for clients, managing day-to-day service requests and driving growth. In this role, you will: Provide assistance to financial advisors by furnishing account information and quotes, establishing new accounts, and processing deliveries and payments Proactively provide feedback, and present ideas for improving or implementing administrative and operational processes and tools within Brokerage and Client Support functional area Perform complex administrative tasks including opening accounts and processing paperwork, handle telephone calls, and other inquiries for research reports as well as resolve account issues Work with internal departments and clients to solve service and operational issues Process processing client service requests Provide subject matter expertise and interpretation of procedures to less experienced staff Interact with immediate Brokerage Client Support team, functional area, and internal peers outside work group on wide range of information, as well as internal and external customers Create and produce reports as well as databases while establishing and maintaining files and records to support sales efforts Required Qualifications: 2+ years of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: Experience in brokerage operations and support, including account management, account servicing, and adherence to compliance requirements within a regulated environment. Demonstrated ability to deliver exceptional customer service while building and maintaining strong relationships through active listening, responsiveness, and professionalism. Strong written and verbal communication skills with the ability to effectively interact with clients, Financial Advisors, and business partners. Experience with reporting and analysis, including organizing information, identifying trends, and supporting business decisions through accurate data management. Strong administrative organization and task management skills with the ability to coordinate activities, maintain records, and support operational processes efficiently. Proven ability to prioritize multiple responsibilities, manage competing deadlines, and adapt effectively in a fast-paced environment. Ability to independently manage work while maintaining accountability, organization, and consistent follow-through on client and business commitments Job Expectations: US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process This

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/senior-registered-client-associate-at-wells-fargo-1fe3cd

Source: https://jobsbylevel.com/jobs/senior-registered-client-associate-at-wells-fargo-1fe3cd

## Cite this page

Level. https://jobsbylevel.com/jobs/senior-registered-client-associate-at-wells-fargo-1fe3cd.

Get job alerts: https://jobsbylevel.com/newsletter