# SOX Compliance Manager at Rio Tinto

Rio Tinto is hiring an SOX Compliance Manager in Gurugram, India. Level rates it Little AI ●○○○; you can [apply on Rio Tinto](https://jobsbylevel.com/go/e77e567a-2221-4421-934f-d5bfcd82813e?utm_medium=ai-agent).

AI Level 1, AI centrality 0 out of 100. Gurgaon.

## Details

- Company: [Rio Tinto](https://jobsbylevel.com/companies/rio-tinto)
- AI level: AI Level 1 (score 0 out of 100)
- Location: Gurgaon
- Posted: November 3, 2026
- Apply: https://jobsbylevel.com/go/e77e567a-2221-4421-934f-d5bfcd82813e?utm_medium=ai-agent
- Free CV review for this job: https://jobsbylevel.com/cv-review?job=sox-compliance-manager-at-rio-tinto-cba5e1

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## Description

SOX Compliance Manager | India | Controls & Assurance Purpose of the Role The SOX Compliance Manager is responsible for managing the effective execution and day-to-day delivery of Rio Tinto’s global Sarbanes-Oxley (SOX) compliance programme, ensuring activities are completed on time, to the required quality standards and in line with the agreed SOX methodology. The role reports directly to the SOX Director and will have internal and external SOX testing teams to manage alongside working closely with SOX Compliance Managers, control owners, Finance, technology teams, and external auditors to coordinate risk assessments, control testing, evidence collection, deficiency evaluation, and remediation activities. The role oversees the different phases of the SOX testing lifecycle, including design, interim, update, year-end, and remediation testing, ensuring appropriate planning, resource allocation, quality review, and timely resolution of issues. The SOX Compliance Manager is responsible for monitoring programme progress, maintaining consistent and reliable SOX documentation, addressing operational challenges, and escalating significant risks or matters requiring management attention. The role also supports the implementation of programme improvements, standardised processes, and automation initiatives to improve the efficiency, quality, and effectiveness of SOX delivery across Rio Tinto. Key Accountabilities 1. Leadership and Team Management Lead, coach and support internal SOX testing teams and external service providers to ensure high-quality and timely delivery. Manage day-to-day team activities, workload, priorities, and resource allocation across the SOX testing lifecycle. Set clear expectations for testing quality, documentation, accountability, and timely completion of assigned activities. Review team performance, provide regular feedback and support technical development and continuous learning. Promote collaboration, teamwork, and consistent ways of working across internal teams, Protiviti and Regional SOX Compliance Managers. Champion Rio Tinto's values, employee wellbeing, and expected standards of conduct. 2. SOX Programme Planning and Delivery Manage the day-to-day execution of the global SOX programme in line with the approved scope, methodology and annual plan. Lead planning and delivery across design, interim, update, year-end, and remediation testing phases. Develop and maintain testing schedules, milestones, resource plans, and deliverables, ensuring activities are completed on time and to the required quality. Coordinate closely with Regional SOX Compliance Managers, internal testing teams, and external service providers to ensure consistent delivery. Monitor testing progress, identify delays or dependencies and take timely action to resolve operational challenges. Provide regular programme status updates, highlighting key achievements, outstanding activities, risks, and matters requiring escalation. Support the implementation of programme changes and priorities established by the SOX Director. 3. Risk Assessment, Scoping and Control Documentation · Prepare the annual SOX scoping and risk assessment by coordinating required information, analysis, and documentation. · Review control coverage and identify potential gaps, duplication or controls that may not adequately address the relevant risks of material misstatement. · Provide recommendations for control rationalisation, standardisation and improvements based on testing outcomes and practical experience. · Ensure Risk and Control Matrices, control descriptions, process documentation, and ownership details are accurate and maintained in the GRC platform. · Coordinate updates to SOX documentation arising from changes in business processes, systems, control design, or testing requirements. ·Escalate significant scoping, risk assessment, or control design matters to the SOX Director for review and decision. 4. Control Testing and Quality Assurance Oversee the

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