# Supervisory Control Specialist at Wells Fargo

Wells Fargo is hiring a Supervisory Control Specialist. It pays $77k-$121k a year and Level rates it Little AI ●○○○; you can [apply on Level](https://jobsbylevel.com/go/a7f5435d-16ea-4436-817a-e56dafe065ab?utm_medium=ai-agent).

AI Level 1, AI centrality 37 out of 100. SAINT LOUIS, MO.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 37 out of 100)
- Location: SAINT LOUIS, MO
- Salary: $77k-$121k
- Posted: October 14, 2026
- Apply: https://jobsbylevel.com/go/a7f5435d-16ea-4436-817a-e56dafe065ab?utm_medium=ai-agent

## Description

About this role: Wells Fargo is seeking a Supervisory Control Specialist to join the Complex Products and Strategy team within Wealth & Investment Management. This team performs enhanced risk-based reviews of Structured Products, Options, and other complex investment products and strategies offered through the Wells Fargo Advisors platform. In this role, you will assess the quality and completeness of Financial Advisor and Branch Manager suitability analyses and documentation, helping to ensure appropriate client outcomes. You will also serve as a subject matter expert (SME) for Financial Advisors, field leadership, and regional management, providing guidance and credible challenge during the review and pre-approval process for higher-risk investment products and strategies. Learn more about the career areas and lines of business at wellsfargojobs.com . In this role, you will: Participate and consult regarding policies and procedures, controls, tools and training Identify opportunities for additional synergies and to maximize efficiencies within the private client group Review and analyze controls to manage high risk investment strategies and complex products Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements Present recommendations for resolving complex analysis in search of current and best practices Gather and analyze data, identify trends, and present analysis through meaningful statistics Develop expertise in firm, compliance and regulatory policies and procedures Collaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units Required Qualifications: 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 (or 24 where applicable), and 63 (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 65 (or 66) (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: Knowledge of Options Trading, Structured and Complex Products, Market Linked Investments, and Alternative Investments Strong analytical, research, and documentation skills Understanding of retail brokerage operations, products, and industry trends Excellent verbal, written, and interpersonal communication abilities Ability to effectively collaborate and influence stakeholders across all levels of the organization Strong conflict resolution, critical thinking, and decision-making skills Proven ability to manage multiple priorities in a fast-paced, deadline-driven environment Strong organizational and time-management skills Proficiency with Microsoft Office applications, including advanced Excel functionality FINRA registration including Series 4 (or FINRA recognized equivalents) Job Expectations: US Only: Registration for Series 4 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance. US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-145b62

Source: https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-145b62

## Cite this page

Level. https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-145b62.

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