# Supervisory Control Specialist at Wells Fargo

Wells Fargo is hiring a Supervisory Control Specialist. It pays $77k-$121k a year and Level rates it Little AI ●○○○; you can [apply on Level](https://jobsbylevel.com/go/e4215ca9-3dc9-4eeb-a7bf-be3242900ce5?utm_medium=ai-agent).

AI Level 1, AI centrality 37 out of 100. SAINT LOUIS, MO.

## Details

- Company: [Wells Fargo](https://jobsbylevel.com/companies/wells-fargo)
- AI level: AI Level 1 (score 37 out of 100)
- Location: SAINT LOUIS, MO
- Salary: $77k-$121k
- Posted: October 19, 2026
- Apply: https://jobsbylevel.com/go/e4215ca9-3dc9-4eeb-a7bf-be3242900ce5?utm_medium=ai-agent

## Description

About this role: Wells Fargo is seeking a Supervisory Control Specialist to join the Tier II Enhanced Review team within the Centralized Supervision Unit (CSU). This role focuses on analyzing Financial Advisors’ business practices, client accounts, and complex or high-risk investment strategies to identify potential risks and support adherence to firm and regulatory requirements. You will leverage strong product knowledge, analytical skills, and sound judgment while collaborating with partners across the organization. In this role, you will: Review supervision alerts and monitoring activities, investigate identified concerns, and drive timely resolution to mitigate risk and ensure compliance with firm policies and regulatory requirements. Conduct extensive, in-depth reviews and analysis of Financial Advisors’ books of business, business practices, client accounts, and households to identify potential risks and ensure adherence to firm policies, procedures, and regulatory requirements. Review and analyze complex and high-risk products and investment strategies, including controls designed to manage associated risks. Monitor and evaluate Financial Advisor action plans developed in coordination with Regional Supervisory and Risk Business Managers. Conduct ongoing and ad hoc targeted reviews, using independent judgment to identify potential issues, trends, and opportunities for improvement. Gather, analyze, and interpret data to identify trends, develop meaningful insights, and present findings and recommendations through detailed analysis and reporting. Evaluate existing controls, processes, tools, and resources and recommend opportunities to enhance efficiency, risk management, and technology solutions. Consult on policies, procedures, controls, tools, and training while developing expertise in firm, compliance, and regulatory requirements. Research complex issues and recommend solutions based on regulatory guidance, industry best practices, and business needs. Collaborate and consult with Branch Managers, Governance Managers, Supervision Managers, Regional and Risk partners, and other business units to address review findings and resolve risk-related matters. Required Qualifications: 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 (or 24 where applicable), and 63 (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: Strong product knowledge across various product types; including Equities, Mutual Funds, Annuities, Market-Linked Investments, UITs, Alternative Investments, and other complex products. Demonstrated ability to serve as a subject matter expert across multiple product areas and effectively navigate a variety of complex situations. Strong understanding of firm policies, regulatory requirements, and industry practices to support sound decision-making and determine appropriate best practices. Ability to conduct, document, and communicate reviews, including identifying and engaging appropriate partners and subject matter experts when needed. Strong verbal and written communication skills, with the ability to clearly articulate findings, recommendations, and complex information. Strong analytical and critical-thinking skills, with the ability to evaluate information, identify potential concerns, and determine appropriate solutions. Proficiency in Microsoft Office Suites with strong knowledge of Excel for organizing, reviewing, and analyzing information. Ability to collaborate effectively with Complex Products and Strategy partners and other key stakeholders. Job Expectations: US only: Obtaining and/or maintaining appropriate FINRA

The description is cut here. Read the full offer: https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-f07f4b

Source: https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-f07f4b

## Cite this page

Level. https://jobsbylevel.com/jobs/supervisory-control-specialist-at-wells-fargo-f07f4b.

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