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Saxo Bank

Financial Risk & Compliance Specialist

Saxo Bank is hiring a Financial Risk & Compliance Specialist. Level rates it ; you can apply on Saxo Bank.

Level's read on this job

  • Level rates this role Little AI ●○○○: aI is not part of the work.
  • The posting mentions compliance, risk management and financial risk among its tools and skills.
  • Level classes it as a mid-level role.
  • Saxo Bank has 61 other open roles on Level.

AI in this role

A financial risk and compliance specialist monitors prudential risks, conducts compliance assessments, and ensures regulatory adherence.

compliancerisk-managementfinancial-riskauditprudential-oversight

Copenhagen, Denmark


About the role


Would you like to be part of an ambitious Compliance team where you play a key role in ensuring that Saxo meets its regulatory obligations within financial and non-financial risk areas?

If so, this may be the right opportunity for you at Saxo.


You will join the Prudential Oversight team within Group Compliance, Saxo's second line of defence function, based at our headquarters in Hellerup. Our team oversees compliance risks across a broad range of areas, including the financial risk areas of capital, market risk, liquidity and credit risk, as well as non-financial risk areas such as ICT, operational risk, model risk, data governance and strategy, supporting the business in meeting regulatory requirements, market standards and internal policies.


Your primary responsibility will be to conduct compliance oversight and monitoring across the financial risk areas of capital, market risk, liquidity and credit risk as well as non-financial areas such as operational risk, model risk and strategic risks in relation to policies, procedures, segregation of duties, limits, calculations, samples, controls, etc.


However, if you are curious about the other areas covered by the team, we will help you develop your skills and knowledge within these areas.

As a team, we balance professionalism with a sense of humour and maintain an informal atmosphere where people enjoy coming to work.



Responsibilities


  • Perform compliance risk assessments
  • Provide advice and compliance opinions to the business on managing compliance risks and regulatory requirements
  • Conduct compliance monitoring activities
  • Contribute to regular compliance reporting to senior management of the bank
  • Participate in developing the bank’s compliance framework
  • Interact with the business across organisational levels and seniority



Your profile


We are looking for a colleague with experience from working with one or more prudential risk areas, who is motivated to develop deeper expertise in these areas.


Further we expect you to have:


  • At least 2 years of relevant experience from the financial sector, preferably within compliance, risk management, audit, finance, credit or another relevant first-line function
  • A relevant educational background within economics, finance, accounting, audit or similar
  • Interest in prudential risk areas such as capital, liquidity, market risk, credit risk, model risk, strategic risk, operational risk areas, governance, and internal controls
  • Familiarity with regulatory requirements such as CRR/CRD, Basel guidelines, EBA/ESMA guidelines, the Executive Order on Management and Control of Banks and other relevant Danish financial regulation is an advantage

Moreover, we are looking for someone who is detail-oriented, can work independently while taking an active role in teamwork and enjoys collaborating with colleagues and stakeholders across the entire organisation.


It is an advantage if you thrive in an environment with constant change, bring a positive and curious mindset to work, and do not buy into the word ‘cannot’.


You must possess strong stakeholder management skills and use your communication skills to ensure positive collaboration and progress in joint tasks. We are looking for a colleague who always brings a positive attitude when liaising with the business.



Please note! International applicants are encouraged to apply. To help us understand your circumstances, we kindly ask candidates currently based outside Denmark to include a brief summary of their relocation plans and expected timeframe for relocating to Denmark.

We get curious people invested in the world

When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on.

You will join 2,500 other ambitious colleagues across 11 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success.

We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations.

When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.

At Saxo we don’t just offer a job – we offer an opportunity to invest in your future!


How to apply :

Click here to create an account and upload your resume and a short motivation. We look forward to getting to know you better!

How we rate this

Financial Risk & Compliance Specialist at Saxo Bank rates 10 out of 100 for how much of the daily work is AI. That makes it Little AI (AI Level 1 of 4). The level is about AI in the job, not seniority.

Classification

Little AI. AI is not part of the work.

  1. ●●●● Builds AI80 to 100
  2. ●●●○ Works on AI60 to 79
  3. ●●○○ Uses AI40 to 59
  4. ●○○○ Little AI0 to 39

Levels come from how often the tools, models and workflows of the role are named in the posting itself. Read the description and count the AI tools, models and workflows it names.

Prepare for this job

Built from this posting and from similar jobs on Level.

Skills and AI tools this role asks for

ComplianceRisk ManagementFinancial RiskAuditPrudential Oversight

Questions you could be asked

  1. Tell me about a project where compliance was part of your work. What did you do?
  2. Tell me about a project where risk management was part of your work. What did you do?
  3. Tell me about a project where financial risk was part of your work. What did you do?
  4. Tell me about a project where audit was part of your work. What did you do?
  5. Tell me about a project where prudential oversight was part of your work. What did you do?

Adapt your resume

  • List these exact terms on your resume: Compliance, Risk Management, Financial Risk, Audit, and Prudential Oversight. An applicant tracking system matches the wording, not the idea.
  • Attach one line of real, concrete experience to at least one of them. A tool named with nothing behind it rarely survives a human read.

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